In the companion podcast to our recently published client advisory, Troutman Pepper Partners Emily Zimmer and Constance Brewster delve into the intricacies of the SECURE Act, also known as SECURE 1.0, and its successor, SECURE 2.0. They discuss the significant changes brought by these rules, the proposed regulations issued to clarify how these rules are applied, and the steps company-sponsored plans should be taking now.
Podcasts
Navigating the SEC’s Whistleblower Enforcement Wave: A Guide for Financial Institutions
The Consumer Finance Podcast
In this episode of The Consumer Finance Podcast, Chris Willis is joined by Partners Sheri Adler and Mary Weeks to discuss the recent uptick in SEC enforcement activity related to whistleblowers. They focus on the implications for financial institutions and other companies, particularly those targeted by the SEC for documents potentially restricting whistleblowers from reporting violations of securities laws.
Navigating Employment and Separation Agreements: Lessons From Al Pacino’s Serpico
Hiring to Firing Podcast
In this episode of the Hiring to Firing Podcast, Partners Tracey Diamond and Evan Gibbs, along with fellow Partners Sheri Adler and Mary Weeks, chat about the ultimate whistleblower — police officer Frank Serpico — and the SEC’s recent crackdown on whistleblower provisions in employment and separation agreements. Listen in as the group shares a top 10 list of drafting tips to ensure compliance.
10 Tips for Whistleblower-Compliant Agreements
Troutman Pepper Partners Sheri Adler and Mary Weeks recently joined Meredith Irvine on TheCorporateCounsel.net’s Timely Takes Podcast to discuss whistleblower-compliant documents and related SEC enforcement. The podcast can be accessed here. The discussion covers:
Employee Benefits and Executive Compensation: Getting Ready for 2024 – Top-Hat Plans
In the final installment of our three-part Employee Benefits and Executive Compensation podcast miniseries, hosts Jim Earle and Josh Gelfand discuss the basics of top-hat plans — what they are and the necessary steps to ensure ERISA compliance.
Employee Benefits and Executive Compensation: Getting Ready for 2024 – Health and Welfare Plan Developments
In the second episode of our three-part Employee Benefits and Executive Compensation podcast miniseries, hosts Lynne Wakefield and Lydia Parker discuss key health and welfare plan developments as we close out 2023 and head into 2024.
Employee Benefits and Executive Compensation: Getting Ready for 2024 – Qualified Plans
In the inaugural episode of Troutman Pepper’s three-part Employee Benefits and Executive Compensation podcast miniseries, hosts Lynne Wakefield, Constance Brewster, and Brianna Hourihan discuss recent legislative developments and pressing issues in the qualified retirement plan space. They delve into the key provisions of SECURE 2.0, proposed regulations on the use of forfeitures, the expansion of the Employee Plans Compliance Resolution System (EPCRS), and recent litigation trends, as well as year-end administrative tasks.